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Fiduciary Assessments

An Investment Fiduciary is someone who manages the assets of another person and stands in a special relationship of trust, confidence, and/or legal responsibility. If you are involved in managing a 401k plan, endowment or foundation and have responsibilities for managing investment decisions, chances are you serve as a fiduciary.

A fiduciary is required to meet certain standards and follow processes and rules established by the respective regulatory organization. Periodically and without notice, the regulating organization may make an unannounced visit to conduct an audit to inspect the processes and procedures you have in place.

IWM helps Investment Fiduciaries meet their obligations and responsibilities by conducting an internal self assessment covering twenty-three different areas of fiduciary responsibility. We identify areas of strength and weakness. Liability occurs when there is a weakness. Correcting a weakness reduces liability. IWM helps organizations implement a four-step fiduciary management system designed to organize, formalize, implement and monitor fiduciary responsibilities.

Schedule your assessment today!

23 Step Process

We use a proven, successful 23 step process to guide our assessments.